The retro Diels-Alder reaction (rDA) is the microscopic reverse of the Diels-Alder reaction—the formation of a diene and dienophile from a cyclohexene. It can be accomplished spontaneously with heat, or with acid or base mediation.
With an appropriate driving force, the Diels-Alder reaction may run in reverse, providing separated diene and dienophile from starting material containing a cyclohexene ring. As early as 1929, this process was known and applied to the detection of cyclohexadienes, which released ethylene and aromatic compounds after reacting with acetylenes through a Diels-Alder/retro-Diels-Alder sequence. Since then, a variety of substrates have been subject to the rDA, yielding many different dienes and dienophiles. Additionally, conducting the rDA in the presence of a scavenging diene or dienophile has led to the capture of many transient reactive species.(1)
Mechanism and Stereochemistry
The retro Diels-Alder reaction proper is essentially the microscopic reverse of the Diels-Alder reaction: a concerted (but not necessarily synchronous), pericyclic, single-step process. Evidence for the retro-Diels-Alder reaction was provided by the observation of endo-exo isomerization of Diels-Alder adducts. It was postulated that at high temperatures, isomerization of kinetic endo adducts to more thermodynamically stable exo products occured via an rDA/DA sequence. However, such isomerization may take place via a completely intramolecular, [3,3]-sigmatropic (Cope) process. Evidence for the latter was provided by the reaction below—none of the "head-to-head" isomer was obtained, suggesting a fully intramolecular isomerization process.(2)
Like the Diels-Alder reaction, the rDA preserves configuration in the diene and dienophile. Much less is known about the relative rates of reversion of endo and exo adducts, and studies have pointed to no correlation between relative configuration in the cyclohexene starting material and reversion rate.
Scope and Limitations
A few rDA reactions occur spontaneously at room temperature because of the high reactivity or volatility of the emitted dienophile. Most, however, require either thermal or chemical activation. The relative tendencies of a variety of dienes and dienophiles to form via rDA are described below:
Diene: furan, pyrrole > benzene > naphthalene > fulvene > cyclopentadiene > anthracene > butadiene
Dienophile: N2 CO2 > naphthalene > benzene, nitriles > methacrylate > maleimides > cyclopentadiene, imines, alkenes > alkynes
Because the Diels-Alder reaction exchanges two π bonds for two σ bonds, it is intrinsically thermodynamically favored in the forward direction. However, a variety of strategies for overcoming this inherent thermodynamic bias are known. Complexation of Lewis acids to basic functionality in the starting material may induce the retro Diels-Alder reaction, even in cases when the forward reaction is intramolecular.(3)
Base mediation can be used to induce rDA in cases when the separated products are less basic than the starting material. This strategy has been used, for instance, to generate aromatic cyclopentadienyl anions from adducts of cyclopentadiene. Strategically placed electron-withdrawing groups in the starting material can render this process essentially irreversible.(4)
If isolation or reaction of an elusive diene or dienophile is the goal, one of two strategies may be used. Flash vacuum pyrolysis of Diels-Alder adducts synthesized by independent means can provide extremely reactive, short-lived dienophiles (which can then be captured by a unique diene). Alternatively, the rDA reaction may be carried out in the presence of a scavenger. The scavenger reacts with either the diene or (more typically) the dienophile to drive the equilibrium of the retro DA process toward products. Highly reactive cyanoacrylates may be isolated from Diels-Alder adducts (synthesized independently) with the use of a scavenger.(5)
Nitriles may be released in rDA reactions of DA adducts of pyrimidines or pyrazines. The resulting highly substitued pyridines can be difficult to access by other means.(6)
Release of isocyanates from Diels-Alder adducts of pyridones can be used to generate highly substituted aromatic compounds. The isocyanates may be isolated or trapped if they are the desired product.(7)
Release of nitrogen from six-membered, cyclic diazenes is common and often spontaneous at room temperature. In this particular example, the epoxide shown undergoes rDA at 0 °C. The isomer with a cis relationship between the diazene and epoxide reacts only after heating to >180 °C.(8)
The concerted release of oxygen via rDA results in the formation of singlet oxygen. Very high yields of singlet oxygen result from rDA reactions of some cyclic peroxides—in this example, a greater than 90% yield of singlet oxygen was obtained.(9)
Carbon dioxide is a common dienophile released during rDA reactions. Diels-Alder adducts of alkynes and 2-pyrones can undergo rDA to release carbon dioxide and generate aromatic compounds.(10)
Experimental Conditions and Procedure
Internal energy is the only factor controlling the extent of rDA reactions, and temperature is usually the only variable cited for these reactions. Thus, there are no conditions which can be regarded as "typical." For rDA reactions that afford a volatile product, removal of this product may facilitate the reaction, although most of these reactions (nitrogen- and oxygen-releasing rDA, for instance) are irreversible without any extra inducement.
- ↑ Rickborn, B. Org. React. 1998, 52, 1. doi: (10.1002/0471264180.or052.01)
- ↑ Diels, O.; Alder, K.; Stein, G.; Pries, P.; Winckler, H. Chem. Ber. 1929, 62, 2337.
- ↑ Ichihara, A. Synthesis 1987, 207.
- ↑ Alder, K.; Rickert, H. F. Justus Liebigs Ann. Chem. 1936, 524, 180.
- ↑ Haslouin, J.; Rouessac, F. Bull. Soc. Chim. Fr. 1977, Pt. 2, 1242.
- ↑ Rye, A. R.; Wege, D. Aust. J. Chem. 1974, 27, 1943.
- ↑ Rogers, C.; Keay, B. A. Tetrahedron Lett. 1991, 32, 6477.
- ↑ Neukam, W.; Grimme, W. Tetrahedron Lett. 1978, 2201.
- ↑ Ahmar, M.; Romain, I.; Bloch, R. J. Org. Chem. 1993, 58, 2953.
- ↑ Buck, C. J. J. Polym. Sci., Polym. Chem. Ed. 1978, 16, 2475.
- ↑ Martin, J. C. J. Heterocycl. Chem., 1980, 17, 1111.
- ↑ Afarinkia, K.; Vinader, V.; Nelson, T. D.; Posner, G. H. Tetrahedron, 1992, 48, 9111.
- ↑ Liao, Y.; White, J. B. Tetrahedron Lett., 1990, 31, 5129.
- ↑ Turro, N. J.; Chow, M. F. J. Am. Chem. Soc., 1979, 101, 3701.
- ↑ Sakurai, H.; Eriyama, Y.; Hosomi, A.; Nakadaira, Y.; Kabuto, C. Chem. Lett., 1984, 595.